SEC Approves FINRA Private Placement Rule
Editor’s Note: Bradley Sabel is partner and co-head of Financial Institutions Advisory & Financial Regulatory practice group at Shearman & Sterling LLP. This post is based on a Shearman &...
View ArticleFINRA Proposes to Disseminate Transaction Reports in Corporate Debt Securities
Editor's Note: Russell D. Sacks is a partner at Shearman & Sterling in the Financial Institutions Advisory & Financial Regulatory Group. The following post is based on a Shearman & Sterling...
View ArticleSEC Adopts Changes to Broker-Dealer Rules
Editor's Note: Russell D. Sacks is a partner in the Financial Institutions Advisory & Financial Regulatory Group at Shearman & Sterling LLP. The following post is based on a Shearman &...
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