Quantcast
Channel: The Harvard Law School Forum on Corporate Governance and Financial Regulation » Charles Gittleman
Browsing latest articles
Browse All 3 View Live

SEC Approves FINRA Private Placement Rule

Editor’s Note: Bradley Sabel is partner and co-head of Financial Institutions Advisory & Financial Regulatory practice group at Shearman & Sterling LLP. This post is based on a Shearman &...

View Article



FINRA Proposes to Disseminate Transaction Reports in Corporate Debt Securities

Editor's Note: Russell D. Sacks is a partner at Shearman & Sterling in the Financial Institutions Advisory & Financial Regulatory Group. The following post is based on a Shearman & Sterling...

View Article

SEC Adopts Changes to Broker-Dealer Rules

Editor's Note: Russell D. Sacks is a partner in the Financial Institutions Advisory & Financial Regulatory Group at Shearman & Sterling LLP. The following post is based on a Shearman &...

View Article
Browsing latest articles
Browse All 3 View Live




Latest Images